Readings about Rhetorical Foundations
20 Rhetorical Foundations For Research
Jennifer Clary-Lemon; Derek Mueller; and Kate L. Pantelides
Excerpt from Try This: Research Methods For Writers
Uncertainty and Curiosity
Research does not start with a thesis statement. It starts with a question. And though research is , which means that you will move back and forth between various stages in your research and writing process, developing an effective question might in itself be the most important part of the research process. Because there’s really no point in doing a research project if you already know the answer. That is boring. But it is how we are often taught to do research: we decide what we’re going to argue, we look for those things that support that argument, and then we write up the thing that we knew from the outset. If that sounds familiar, we suggest that you scrap that plan.
Instead, we suggest approaching research with an orientation of openness, ready and willing to be surprised, to change your mind. Of course, you never approach research in a vacuum. You probably have ideas about whatever it is that you’re working on. You probably have thoughts about what the answers are to your research questions, and that is as it should be, but that statement of belief should not be where you start.
Try This: Consider Everyday Contexts You Have Engaged in Research (15 minutes)
Take a moment to think about the many occasions when you have gathered information to answer a question outside of an academic context (i.e., What is the most effective deodorant? Where is the best place to eat? What is the fastest route home?). Follow the steps listed:
- First, make a list of some of these everyday questions you have identified and the answers you have come up with in your research.
- Select one that is still interesting to you—one that you may have answered but suspect there are more answers to or one that the answer you identified was only partial.
- Note the method or tool you selected to answer the question.
- Make a list of other methods you might employ to answer your original question.
- Reflect on how identifying alternative research methods might lead you to different answers to your original question, then make a new research plan.
We hope you cultivate an exploratory motive, an orientation of openness, and a willingness to learn. Adopting such a disposition is your work. Get ready to find data that conflicts with what you have come to know about a particular issue. You might even think about your thesis statement as the last thing that you develop in your research project. Let curiosity drive you forward in your work. Research is really only worth engaging in if you learn something from it. We often think about research as knowing, but it’s really about the making of knowledge(s), the movement from not knowing to beginning to know, figuring things out, trying to solve or sort out tricky problems. At the end of an effective research project, we usually have more questions than we started with. Sure, we answer the initial question (if all goes well), but that process of building knowledge usually leads to more questions and helps us recognize what we don’t know. Developing a research orientation includes seeing the world around you as abundant with research opportunities. Harness your curiosity, embrace uncertainty, and begin looking for researchable questions.
Try This: Make a List of Curios (30 minutes)
Reflect on times that you’ve gotten wrapped up in something—when you looked away from the clock and suddenly two hours had passed. What were you doing? Cooking, reading, engaging in a good conversation, playing a game, watching tv, hiking? Identify that experience and consider the following questions:
- What was it that made time fly?
- How might you capture that energy in a research experience?
Now make a curio cabinet of sorts. A curio is a special, mysterious object that inspires curiosity. Cabinets of curiosities were popularized in Europe in the late sixteenth century. They featured items from abroad and unique artifacts from the natural world. Such spaces allowed collectors to assemble and display collections that catalogued their interests and travels and that inspired awe in their reception. Create a curio cabinet for yourself, either by assembling a collection of artifacts that describe your interests, composing an image that represents your curiosities, or developing a textual representation of questions that interest you.
No matter where your research and writing take you—in terms of major, interest, or profession—it’s useful to consistently reflect on what, why, and how you’re conducting research at each step in the process. This attention to thinking about your thinking is called . This process may sound exhausting, and it can be, especially at first, but being metacognitive about your research will help you your learning into new contexts. Having this orientation toward your research ensures that you have in each step you take. The more you practice this approach to research, the easier it gets so that it eventually becomes instinctual.
Rhetorical Foundations of Research
What we have described thus far is a to the research process. Derived from classical Greek influences, the five ancient of rhetoric include , , , , and . In the context of writing and research, these long established, foundational concepts also go by other names, such as pre-writing, organization, mechanics and grammar, process, and circulation of a research product. We want to keep in mind these qualities of effective communication throughout the chapter, but we’ll spend significant time with invention and delivery—canons that we think often get pushed aside or treated as afterthoughts in many approaches to research and research-based writing and that we pay particular attention to in this text.
As you familiarize yourself with an issue and the way scholars have talked about it, take note of the specific ways they talk about the issue and consider why that is. This is how you develop a rhetorical awareness of the ways in which research is constructed. So when you read, read like a researcher: consider both what is said about an issue and how it is said. Identify the rhetorical situation of the piece of writing; this includes the in which it is written, the for whom it is written, and its .
We begin here with a research proposal, but throughout this book we also highlight other research genres that may be more or less familiar to you: literature reviews, coding schemas, annotated maps, research memos, slide decks, and posters. Each time you encounter a new genre, we encourage you to place it in its communicative context: What is the reason to compose this way? What need does it fulfill for its audience? What situation is it most suited to? What communication problem does it solve? We hope that working through research genres in this way will also help you understand your own research process more fully.
Try This: Go on a Scavenger Hunt to Identify Genres in “The Wild” (30 minutes)
With a partner or two, walk around identifying, photographing, documenting, and analyzing genres in your midst. If you’re at a university, you might see posters, signs, and bulletin boards. If you’re at home, you’ll see different genres, and if you’re at a coffee shop, you’ll see yet another set of genres.
Consider this: one genre found in a coffee shop is a menu. It might be on a board, or there may be paper menus that each customer can pick up, but this genre is reliably found in coffee shops throughout the US. Wherever you are, be attentive to the genres that surround you by doing the following:
- Make a list of the genres (the kind of texts) that make up your immediate environment.
- Choose one genre that interests you and consider its rhetorical situation: What is the context in which it is written? Who is its audience? What is the genre’s purpose?
- More broadly, consider the genre’s communicative context: How is this particular example of the genre composed? What communication problem does it solve?
How might such rhetorical knowledge about genre impact your approach to matching research questions to methods and delivery?
Research Example: Student Writing Habits
Let’s use an example to illustrate what happens at the beginning of a research project. Like us, you might be interested in student writing habits. In particular, you might research when (and why) students begin a research project: Do they begin when it is assigned? Two weeks in advance? The night before?
Other researchers have looked at this issue, so you might begin by examining what they have found. These , the findings of other thinkers, constitute the critical conversation and might give you ideas for how you might proceed in your own project. Thus, examining this conversation might function as , , or for your research. Rhetorician Kenneth Burke uses the metaphor of a party to describe how critical conversations work: When you arrive at the party, the conversations have been going on for a while, and guests take turns articulating their points of view, sometimes talking over each other, sometimes interrupting, laughing, disagreeing, and agreeing. After listening for a while, you understand the conversation and have something to say, so you chime in, maybe building on what a previous guest has said or contrasting your ideas with a friend’s. Finally, you’re tired and have to head home, but when you do, the sounds of the party are still ringing in your ears, and the conversation will clearly continue.
But if you’re conducting that moves beyond working with sources, the key is to next find out what this particular issue looks like in your local context, or in a specific context in which you’re interested. Most likely, scholars have not examined the issue of when students begin their assignments at your institution, and many factors may impact your context that might make your findings different than what you’ve learned from other scholars. Research methods give researchers recognizable ways to continue the party conversation started by secondary sources.
So the next step is effective . You might articulate this plan in a , further detailed at the end of this chapter. When you are beginning a new research project, the design is expected to be mixed up and messy, because oftentimes you are sorting through many different possibilities. Thus, we encourage you to notice and to write about the messiness of an emerging research design, pausing often to pose the following questions: What are you wondering about now? and, How are these curiosities connecting, drawing your attention to matters you hadn’t considered before? While it’s important to notice these inklings as you go, many effective researchers also write about them as a way to record (to help with memory) and focus. The activity of writing while researching demands patience and persistence, and yet the emerging research design will be magnitudes more refined in later stages as a result.
Design your research project so that your questions, methods, data, findings, and conclusions match up and so that you select or develop data that will be most useful for your particular interest. For instance, if you only have data for about 30 students on campus, you can’t generalize about how all students approach the writing process. If you only know when these students start working on a given writing project, you won’t know why they started at that particular time. This doesn’t mean the information you have isn’t useful; it just means that you need to stay close to your data and only make sense of the information you have. Make note of things you want to know and wish you had more data about so you can develop the project if the opportunity arises.
For this research project on timing in student writing projects, you might develop a survey that asks students when they begin their research project as well as a series of related questions about motivation and timing. If you design a survey that gives students choices to select answers that range from “I begin a project when it is assigned” to “I begin a project the morning that it’s due,” you will develop quantitative data, or representative numbers, that answer your question. If you’re interested in longer, more nuanced answers, you might also provide open-ended questions on your survey, and you’ll develop both and data, or non-numeric data not organized according to a specific, numerical pattern.
A survey develops data that might be easily counted and categorized and can be offered to many folks. But you might be interested in more specific, extensive qualitative data than what you can gather through a survey. Your interest might be not just when students start a project, but also why they start at that specific time and if that starting time is a habit or if it depends on what they’re writing about or in which class it is assigned. If these are your interests, it might be more effective to work with people to develop an or a approach, methods that would require you to ask fewer people about their study habits but would allow you to develop a deeper understanding of each individual student’s writing habits. One isn’t necessarily better or worse. Like all research methods, each approach provides different data and different opportunities for analysis. It just depends on what you want to know.
Surveys, interviews—these might be methods with which you’re familiar, but there are lots of other useful methods for working with people. You might want to understand student writing processes by looking at all of a particular student’s writing for a given project. Instead of asking the student about her habits and working with reported data, or information that someone has told you, you might use a kind of to read all of her notes and drafts for a particular project to better understand not just what she reports about her writing practices but how and what and when she actually writes in the lead up to a due date. Sometimes our perceptions of our actions differ than what we actually do, particularly in regard to writing habits, so collecting data that’s not reported can be helpful. Or you might want to that student while she writes to notice how often she takes breaks, if she texts while she writes, or if she listens to music. You might ask her to take pictures of herself or her writing environment at different points during the writing process, and you might develop a comparative of the images.
Try This: Plan Your Own Writing Research Project (30 minutes)
What are your research questions about writing? Consider the examples we’ve given and develop your own questions on the topic, then think about possible methods you can use to investigate those questions by doing the following:
- List your interests in and questions about writing and the research process.
- Identify one area of interest on your list and develop it into an effective research question (a question that does not have a yes/no answer, one that requires primary research to answer).
- Consider what methods might be appropriate to help you answer the question you have identified.
Research Example: Access to Clean Water
Here’s an example of how to develop a research plan. Imagine you’re interested in developing a project about water, a topic that has been in the news quite a bit as of late. Depending on your specific interest and the kind of data you are interested in collecting and working with, you can design very different research proposals. The following list will aid you in determining an approach based on where your interest lies:
- If you want to work with sources, maybe you’ll select developing a “worknet” as a research method. Your work with sources would find a focal article to generate a radial diagram as you select and highlight connections. One emerging connection, such as a linkage between long-term health outcomes and access to water filtration systems, can begin to crystalize as a research question that guides you in seeking and finding further sources or in choosing other methods appropriate to pairing with the question.
- If you want to work with words, maybe you’ll select content analysis as a research method to make sense of the discourse you find on your local water treatment plant’s website. You might find that there is specialized or technical language, such as multiple mentions of contamination of which you were not aware, or terms with which you are unfamiliar (e.g., acidity, PPM, or pH). Gathering these terms and beginning to investigate their meanings can serve as the genesis of an emerging research focus.
- If you want to work with people, maybe you’ll select survey as a research method, and you’ll distribute a survey about drinking water to everyone in your classes, perhaps asking questions about their uses of water fountains and bottle refill stations or their knowledge about where their water comes from. You may learn that folks in your community have not had consistent access to potable water.
- If you want to work with places and things, maybe you’ll select site observation as a research method, and you’ll schedule a visit to your local water treatment plant. You may discover upon visiting that the plant is adjacent to a number of factories, or that it is difficult to access, perhaps that there is no one to give you a tour, or that much of the area is off limits. All of these on-site discoveries, carefully chronicled, substantiate distinctive ways of knowing not otherwise available.
- If you want to work with images, maybe you’ll visit a local river, stream, or lake shore and photograph scenes where litter and wildlife are in close proximity, or where signs communicate about expectations for environmental care. A selection of such images may stand as a convincing set of visual evidence and may accompany a simple map identifying locations where you found problems or where additional signage is needed.
The data you work with and the conclusions you can draw are dependent on the research method you select. Each approach provides particular insights into your topic and the world more broadly.
Try This: Brainstorming with Methods (30 minutes)
We’ve illustrated two examples, one focusing on the timing of student writing projects and another focusing on water. Now try this out on your own. Select an interest and work through how each of the methods listed below would generate different data with the potential to draw different kinds of connections.
- Working with sources
- Working with words
- Working with people
- Working with places and things
- Working with images
As you consider an interest in light of each of these research methods, now would also be a good time to revisit the book’s table of contents and then to turn to the chapters themselves to leaf around and begin to see the more specific and nuanced approaches to the methods under each heading.
Research Across the Disciplines
Research conventions, or the expectations about how research is conducted and written about, differ across the disciplines—whether that is theatre, mathematics, criminal justice, anthropology, etc. Some disciplines generally value quantitative data over qualitative data and vice versa. Many disciplines gravitate to certain methods and methodologies and specific patterns of writing up and citing data. Usually these conventions can be rhetorically traced to the values of a particular discipline. For instance, many humanities disciplines (English and World Languages, for instance) favor using MLA style to cite sources, and many social science disciplines (Psychology and Sociology, for instance) generally adhere to APA style. One of the primary differences in these citation styles is that MLA generally privileges author name and page number, which can be traced to the importance of specific wording at the heart of language study. APA privileges author name and year, which can be traced to the ways that social sciences value when something was published.
Citation conventions are one of the most concrete, visible differences that distinguish research across disciplines. But the differences are often much deeper and more abstract. How do you decide which method is appropriate for a particular research project? How do you make data meaningful in a particular context? The way you answer these questions constitutes your , or your thinking about a research project—and methodology, similar to citation style, usually demonstrates disciplinary values. Whether or not you state your methodology, everyone has a way of thinking about the method they choose and how the data they are using matters. Articulating a methodology simply makes that approach transparent to your audience and clear to yourself. Thus, a research methodology is the approach to a method, or the understanding and thinking that organizes a particular method, as we show in Figure 1.1. Returning again to the etymology of “method” noted earlier (meta- and -hodos), consider the new part of the term, -ology. This addition assigns to method its reason for being selected. Accounting explicitly for the rationale, motives, and appropriateness of a research design, a methodology answers to justifications, underlying values, and established traditions for how knowledge is made and what kinds of knowledge matters in a given discipline.
For example, if you survey 100 people at your university about the timing of their writing projects, and you develop quantitative data as a result of your survey, you present that data as meaningful and suggest that such numbers provide a useful window into understanding student writing. However, you might not agree with this approach. You might think that to really understand student writing, you need to talk to students and ask open-ended questions. Or, you might believe that reported data about writing behaviors is not meaningful because we know that what people say they do and what they actually do are often very different things. You may believe that we need mixed methods to most effectively provide a portrait of student writing on campus, so you might design your study such that you incorporate both survey and interview data. Ultimately the kind of data that methodology values is related to disciplinary values, and as you select a research project, a professional focus, and a profession, you will inherit disciplinary values. For example, researchers in the humanities might especially value qualitative data, and researchers in STEM fields might especially value quantitative data. As you become a more ingrained member of a disciplinary community (for instance when the major or job you take starts to feel familiar) we encourage you to keep questioning the methodology and values you inherit.
In Figure 2, we show how developing more questions along the way in all parts of your research design may give way to more complexity in your project.
Critical conversations about research are both normative, in that they usually bring together many scholars’ thinking about a particular issue, and disruptive, in that new findings can up-end a particular conversation. Much of these changes are attributable to developments in methodology, such as updates in how we value a particular method or how we interpret certain findings. Changes to methodologies often cause significant ruptures in research communities. We are familiar with some of these large ruptures: the earth revolves around the sun instead of the reverse, bleeding a patient does not make her healthier, students learn most effectively through practice rather than listening by rote, etc. It is not always easy to come across findings that cause a rupture; however, as you examine the evolution of critical conversations over time, you might notice that they change slowly as new ruptures slowly become accepted in their associated communities.
Using Research Methods Ethically
The decisions you make in developing an effective research question, matching it to an appropriate research method, and then responsibly analyzing the implications of your findings (research design), are especially important because research is . Subjectivity is often seen as negative and is frequently leveled as a reason to mistrust a decision or judgment, as in, “You’re just being subjective.” But: all research is subjective, all research is communication. Of course, not all scholars and fields believe this, but let us try to convince you, because it is important. This belief is central to conducting ethical research.
There is no pure objectivity when it comes to research. Research is conducted by people, all of whom have different ideas about effective research, but researchers abide by a code of ethics that holds them to standards that help them maintain safety and develop meaningful research. Even quantitative research, even computer algorithms that identify trends—all of the methods associated with developing this data are engineered by people and are, thus, subjective. And this is a good thing!
Instead of striving for research (an impossibility), we strive for ethical research. takes into account the fact that people perform research and that their research designs are impacted by their own : the thoughts, beliefs, and values that make us human. As researchers, it is essential to be reflective on our subjectivities, mitigate subjectivities that might make us conduct research unfairly, and adhere to high ethical standards for research.
move back and forth between various stages of a process, as both those engaging in a research process or a writing process do
awareness and understanding of one's own thought processes
the act of bringing knowledge or skills from one context to another; the goal of a first-year writing course is to transfer the writing skills developed in the class to other writing situations
a determination to act in a certain way; the product of attention directed to an object of knowledge
an approach that examines texts primarily as acts of communication or as performances rather than as static objects; the study of both production and reception of discourse
Invention - the finding out or selection of topics to be treated, or arguments to be used; often referred to as the brainstorming or prewriting stage of the writing process, though invention takes place across the writing process
Arrangement - the action of arranging or disposing in order; often referred to as the organization state of the writing process, though arrangement takes place across the writing process and can be both an aesthetic and an argumentative consideration
Style - the associated genre conventions with which an author chooses to compose; these conventions include tone, level of formality, choice of register, punctuation, and grammar and syntactical concerns
Memory - The perpetuated knowledge or recollection (of something); that which is remembered of a person, object, or event; (good or bad) posthumous reputation; the capacity for retaining, perpetuating, or reviving the thought of things past; the faculty by which things are remembered considered as residing in the awareness or consciousness of a particular individual or group
Delivery - how the compositions we develop reach the audience; in classical Greco-Roman rhetorical tradition, it was primarily concerned with speakers who in real-time stood before reasonably attentive audiences to speak persuasively about matters of civic concern; in modern tradition it is associated with genre, medium, circulation, and ecologies
the finding out or selection of topics to be treated, or arguments to be used; often referred to as the brainstorming or prewriting stage of the writing process, though invention takes place across the writing process
the action of arranging or disposing in order; often referred to as the organization state of the writing process, though arrangement takes place across the writing process and can be both an aesthetic and an argumentative consideration
the associated genre conventions with which an author chooses to compose; these conventions include tone, level of formality, choice of register, punctuation, and grammar and syntactical concerns
the perpetuated knowledge or recollection (of something); that which is remembered of a person, object, or event; (good or bad) posthumous reputation; the capacity for retaining, perpetuating, or reviving the thought of things past; the faculty by which things are remembered considered as residing in the awareness or consciousness of a particular individual or group
how the compositions we develop reach the audience; in classical Greco-Roman rhetorical tradition, it was primarily concerned with speakers who in real-time stood before reasonably attentive audiences to speak persuasively about matters of civic concern; in modern tradition it is associated with genre, medium, circulation, and ecologies
(also known as rhetorical situation) the context or set of circumstances out of which a text arises (author/speaker, audience, purpose, setting, text/speech)
a component of the rhetorical situation; any person or group who is the intended recipient of a message conveyed through text, speech, audio; the person/people the author is trying to influence
the author’s motivations for creating the text
sources that summarize, interpret, critique, analyze, or offer commentary on primary sources; in a secondary source, an author’s subject is not necessarily something that he/she/they directly experienced
the first stage of the writing process that include a combination of outlining, diagramming, storyboarding, and clustering; a way to record thoughts about a topic before trying to draft an organized text
the state at which a writer/author engages in generating ideas, exploring those ideas, and developing what will become the topic, thesis, and, ultimately, essay
information that has not yet been critiqued, interpreted or analyzed by a second (or third, etc) party; information gathered through first-hand or personal experience or study
the overall strategy that chosen for the intergradation of different components of a study in a coherent and logical way
a detailed plan or 'blueprint' for the intended study and approach to design
texts that arise directly from a particular event or time period; any content that comes out of direct involvement with an event or a research study
methods that collect and generate numerical or countable data
methods that collect observable or discursive data, which may include opinions or experiences and which generate non-numerical data
an instrument of inquiry—asking questions for specific information related to the aims of a study (Patton, 2015) as well as an instrument for conversation about a particular topic (i.e., someone's life or certain ideas and experiences)
a process or record of research in which detailed consideration is given to the development of a particular person, group, or situation over a period of time; a particular instance of something used or analyzed in order to illustrate a thesis or principle
the careful study of a text/speech where the context, audience, and purpose for discourse are considered; the process that helps demonstrate the significance of a text by carefully considering the rhetorical situation in which it develops and the ways that it supports its purpose
notice or perceive (something) and register it as being significant
a method of understanding that focuses on visual elements, such as color, line, texture, and scale
broadly refers to tools for collecting data; research methods may be qualitative, methods that collect discursive data that cannot be counted; quantitative, methods that collect numeric or countable data; and mixed, methods that draw on both quantitative and qualitative measures
influenced by or based on personal beliefs or feelings, rather than based on facts
impartial, detached approach
considerations of research design that weigh the potential outcome of the findings alongside the process of ascertaining those findings; ethical research includes (1) Respect for Persons (autonomy), which acknowledges the dignity and freedom of every person; (2) Beneficence, which requires that researchers maximize benefits and minimize harms or risks associated with research; and (3) Justice, which requires the equitable selection and recruitment and fair treatment of research subjects
existing in the mind; belonging to the thinking subject rather than to the object of thought